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Mallory Pineda
City, State, Zip Code
Home: 000-000-0000 | Cell: 000-000-0000
email@email.com
Professional Summary
Experienced stock broker in the market for challenging opportunities with a reputable brokering company. Ready to take knowledge and skill to help maximize revenue through stock dealings and other financial ventures.
Core Qualifications
- Six years in the field brokering a total of $800 million for clients
- Holder of series 8 and 64 brokerage certificates
- Exceptional grasp of market trends and strategies
- Exemplary customer service provider promoting company success and relationships
- Understanding of securities investments financial products governing body regulations tax laws and more
- Background in recording and maintaining confidential records
- Clean U4 securities history
Experience
Stock Broker
5/1/2010 – Present
Company Name
City, State
- Promoted and sold stock brokering services and products to new and existing clients
- Monitored ACATS statements
- Provided clients and management with updated and relevant information regarding stock market analytics for sound decision making
- Managed client and company portfolios specializing in HNI customers
- Verified and monitored stock certificates
Stock Broker
3/1/2003 – 5/1/2010
Company Name
City, State
- Assisted customers in making profitable and safe investments
- Researched market to identify current and potential trends establishing risk mitigation and profit margin
- Generated leads through various media channels
- Managed customer portfolios and recorded all transactions
- Verified authenticity of all documents submitted by customers
- Educated customers about trades risk and suitable investment prospects
Education
Master’s Degree – Finance
2001 Ð 2003
University Name
City, State
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